Chronic obstructive pulmonary disease (COPD) is a condition in which there is reduced airflow in the lungs. The disease develops and worsens over time. COPD is not reversible. But therapy can slow its progress, reduce symptoms, and improve quality of life.
Although patients can breathe in normally, changes in the small airways cause the tubes to narrow during expiration, making it hard to breathe out. In many patients with advanced COPD, the small sacs where oxygen and carbon dioxide are exchanged are destroyed, gradually depriving the body of enough oxygen.
COPD is associated with a set of breathing-related symptoms:
The ability to exhale (breathe out) gets worse over time.
The lungs are located in the chest cavity and are responsible for breathing. The alveoli are small sacs where oxygen is exchanged in the lungs.
The two major diseases in this category are emphysema and chronic bronchitis, both of which are covered in this report. Not all people with emphysema or chronic bronchitis have a diagnosis of COPD. There must be an obstructive airway component that cannot be reversed. The third, less common disease, is obstructive bronchiolitis, an inflammatory condition of the small airways. Asthma shares some of the same symptoms. But it is a very different disease. People can have asthma and COPD at the same time.
Because smoking is a common cause of both emphysema and chronic bronchitis, these conditions often develop together and frequently require similar treatments and approaches. When chronic bronchitis occurs together with emphysema, it is often difficult for a physician to distinguish between the two diseases.
Emphysema is a disease in which the alveoli, grape-like clusters of air sacs at the end of the smallest airways (the bronchioles) are destroyed. It generally takes the following course:
Chronic bronchitis is defined as coughing and excess mucus production that occurs for at least 3 months, during at least 2 consecutive years. In chronic bronchitis, the disease process generally and has the following characteristics:
The lungs are two spongy organs surrounded by a thin, moist membrane called the pleura. Each lung is made up of smooth, shiny lobes. The right lung has three lobes, and the left has two. About 90% of the lung is filled with air. Only 10% is solid tissue.
When a person inhales, air travels through the following pathways into the lungs:
Capillaries, the smallest of the blood vessels, carry blood throughout the body. Red blood cells carry oxygen throughout the body, and return carbon dioxide to the lungs. White blood cells are the critical infection fighters in the body.
Cigarette smoking is the most important cause of COPD. Cigarette smoke contains irritants that inflame the air passages, setting off a chain of events that damage cells in the lung, increasing the risk for both COPD and lung cancer.
Smoking isn't the only cause of COPD, however. In most studies, smoking accounts for about 80% of cases. Other causes, such as genetic syndromes (alpha-1 antitrypsin deficiency), exposure to pollutants such as dust, irritants and vapors, and asthma are also involved in the development of this disease.
The key process leading to emphysema is not well understood. It appears that inflammatory cells (T lymphocytes, neutrophils, and alveolar macrophages) release chemicals called enzymes that attack the tissue in the deepest part of the lung where oxygen and carbon dioxide are exchanged. As a result, airways become narrowed, breathing out becomes difficult and the vital air sacs themselves are damaged and eventually destroyed.
The typical COPD patient is a current or former smoker, over age 50, with a pack-a-day habit of more than 20 years. Lung function continues to get worse as the person ages.
On the positive side, smoking rates in the United States are dropping, and the proportion of adults under 55 with COPD is gradually declining. This indicates that the high death rate will eventually level out. In particular, the rate of COPD in young African Americans is declining significantly. The rate in younger white people is not decreasing as dramatically.
The longer a person smokes, the higher the risk for emphysema. Most patients have smoked the equivalent of one pack a year for 20 years, and many have smoked the equivalent of 40 years or more. Once a smoker quits, the rate of lung function loss becomes the same as in a nonsmoker; however, much of the lung damage that occurred during smoking may not be reversible.
People who smoke both tobacco and marijuana face nearly three times the risk of developing COPD compared to nonsmokers, although smoking marijuana alone does not seem to increase the risk. Researchers say there may be a synergistic effect, in which marijuana increases the susceptibility of the airways to the detrimental effects of tobacco smoke.
Breathing in secondhand smoke may also increase the risk for COPD, because the irritants from cigarette smoke get into the lungs.
Different effects of smoking can lead to emphysema or chronic bronchitis. But smokers generally have signs of both conditions. Emphysema caused by smoking most often occurs in the upper lobes of the lungs.
In chronic bronchitis, smoking triggers inflammation that causes damage in the airways. The processes involved include:
Smoking tobacco is a major risk factor for COPD, yet an estimated 25% to 45% of COPD patients in the developing world have never smoked. In underdeveloped countries, exposure to industrial pollutants in poorly ventilated work areas, and cooking over wood and coal fires (biomass) are also major contributors.
Researchers say exposure to smoke from biomass fires might actually pose the biggest risk for COPD around the world. Other exposures that might increase COPD risk include:
Various factors, such as genetic abnormalities, may be necessary for people to develop the airway damage that leads to COPD. The link may be a gene called ADAM33, which researchers have discovered is more common in smokers with COPD than in those who don't have the disease. Other genetic variants linked to the disease have been discovered on chromosome 4, as well as in the gene for the a-nicotinic acetylcholine receptor, CHRNA 3/5 (a chemical messenger that has also been linked to smoking and lung cancer).
Alpha-1 antitrypsin deficiency (A1AD) is the only known genetic risk factor that has been associated with the emphysema type of COPD. About 1% of people with COPD have this disorder, which prevents their bodies from making enough of the protective enzyme, AAT. Without enough AAT, damage occurs in both the walls of the alveoli and the airways leading to their destruction.
Because smoke is a major toxin and deactivates any amounts of AAT that do remain, smokers with AAT deficiency have almost no chance of escaping emphysema. Nonsmokers are also at high risk, however. Emphysema in people with A1AD develops in people as early as 30 years of age, who are usually of Northern European descent.
Screening tests are now available to detect the genetic defect that causes A1AD. Couples with a family history of the disease may want to be tested for the deficiency, so they may take protective measures for themselves and any future children they may have. If the condition is already in the family, testing the children is important.
People with A1AD who are over age 30, younger A1AD patients who have respiratory symptoms and are nonsmokers, and those with severe and rapidly progressing disease should be screened for COPD each year with lung-function tests.
Other rare genetic conditions have also been suggested as possible causes of COPD in non-smokers, including cutis laxa, Marfan syndrome, and Ehlers-Danlos syndrome, although these links have not yet been proven.
Certain bacteria, particularly Streptococcus pneumoniae, Haemophilus influenzae, and Moraxella catarrhalis, are common in the lower airways of nearly half of chronic bronchitis patients.
However, the role of bacteria, viruses, and other organisms in causing chronic symptoms and inflammation is unclear. Some experts believe that a low-level infection in the lungs may trigger an inflammatory reaction that continues to produce acute attacks. Viruses may also exaggerate the lung response to infections, leading to exacerbations of COPD.
The hallmark symptom of COPD is shortness of breath that gets worse over time. It is often accompanied by a phlegm-producing cough and episodes of wheezing. Symptoms may vary, however, or others may be present, depending on the disease involved. Many patients have symptoms of both chronic bronchitis and emphysema.
Typically, the first symptoms of emphysema occur in heavy smokers in their mid-50s:
Symptoms of alpha-1 antitrypsin-related emphysema tend to appear between the ages of 30 and 40 also depending on whether the patient has smoked or not. Like the symptoms of ordinary emphysema, they include:
Chronic bronchitis usually causes the following symptoms:
Several diseases have similar symptoms and may occur with COPD.
Viruses and bacteria can cause acute bronchitis. In most cases, it does not require treatment. The cough typically lasts for 7 to 10 days. In about half of patients, however, coughing can last for up to 3 weeks, and 25% of patients continue to cough for more than 1 month. Patients with severe symptoms may need antibiotics.
The classic symptoms of an asthma attack are coughing, wheezing, and shortness of breath (dyspnea). Patients with asthma typically have trouble breathing in and may wheeze when breathing out. People may experience irritation of the nose and throat, thirst, and the need to urinate before an asthma attack begins.
Some people experience chest tightness or pain, or a nonproductive cough that occurs without wheezing. About 75% of patients have chest pain. The pain can be very severe, even if the asthma attack itself is not severe. At the end of an attack, a person will often have a cough that produces a thick, stringy mucus. Asthma tends to be reversible and after the attack resolves, patients feel much closer to normal than with COPD.
People with chronic asthma can get airway obstruction that makes them more likely to develop COPD. However, researchers aren't sure whether people with chronic asthma have symptoms similar to COPD, or if they have COPD itself.
Lung cancer does not usually produce symptoms until the disease is advanced. Frequent bouts of pneumonia or a lung infection that does not clear up may be the first signs of lung cancer. Lung cancer can coexist with COPD. Signs of advanced lung cancer may include:
Bronchiectasis is an irreversible lung disease in which the walls of the airways in the lung are widened (dilated) and eventually destroyed. Patients with this disease may have chronic sinus infections or inflammation (sinusitis), a chronic cough, and heavy phlegm that often contains blood. Bronchiectasis can coexist with COPD. People with this condition usually have had serious, frequent respiratory infections, often starting in childhood. Other factors associated with bronchiectasis are:
COPD affects more than 5% of people in the United States. It is the fourth most common cause of death in the United States, responsible for more than 100,000 deaths each year. Experts predict that it will be the third leading cause of death in the world by 2030 as the population ages and people continue to smoke.
Although COPD has traditionally been considered a man's disease, an increase in women who smoke has caused COPD to skyrocket in women. Women with COPD tend to fare worse than men. They are more likely to be hospitalized and to die from COPD. They also have more severe symptoms, greater depression, and a worse quality of life than men.
Women appear to be more susceptible to the effects of smoking and pollution, possibly because of hormones or other genetic differences. The good news is that women who stop smoking get their lung function back more quickly than men.
The leading cause of death from COPD is respiratory failure. However, patients with mild-to-moderate COPD also tend to develop cardiovascular disease or lung cancer. This likely occurs from inflammation, which is involved in all three diseases.
Traditionally, doctors have measured the severity of COPD by the amount of air that a person can forcibly exhale in one second (FEV1). This amount decreases as COPD gets worse. However, COPD affects other systems and body parts, which provide clues about the severity of the disease. Many physicians now use the BODE index to categorize COPD and predict its outcome. BODE stands for body mass index, degree of airflow obstruction, dyspnea (breathlessness), and exercise capacity as measured in a 6-minute walk test.
Outlook for Patients with Emphysema
If emphysema is detected before it causes symptoms, there may be some chance of reversing it. However, permanent changes in the alveoli usually occur, even in young smokers. Patients with the inherited form of early-onset emphysema are at risk for early death unless the disease is treated and its progression is stopped or slowed. Emphysema patients who have significant, unplanned weight loss (a sign of muscle wasting) have a poorer outlook, regardless of their lung function. Information on interventions to treat weight loss and fatigue in advanced stages of disease is lacking.
Outlook for Patients with Chronic Bronchitis
Chronic bronchitis does not cause as much lung damage as emphysema, although the airways become blocked by mucus plugs and narrow due to inflammation. Poor air exchange leads to low oxygen levels and high carbon dioxide levels. This poor gas exchange can lead to serious, life-threatening conditions that include severe breathing difficulty and heart failure.
Acute exacerbations are episodes that occur when the airways suddenly become blocked and symptoms get worse. These events are associated with inflammation in the airways and are generally triggered by an infection in the airway or throughout the body.
Other factors that can trigger serious lung events include:
Acute exacerbations include the following symptoms:
Acute exacerbations occur, on average, between two and three times a year in patients with moderate-to-severe COPD. They are most often triggered by infections. Smokers have more exacerbations than nonsmokers.
A clot that blocks an artery in the lung (a pulmonary embolus) may be present in as many as a quarter of all COPD exacerbations. COPD patients are at higher risk for embolisms than the general public.
Acute exacerbations get better on their own. But they are still the most common cause of hospitalization in COPD patients. Frequent episodes cause lung function to deteriorate quickly. Patients may not recover to the condition they were in before the last exacerbation.
Nearly half of COPD patients report some limitation in daily activities. They may have trouble walking upstairs or carrying even small packages. Breathing becomes hard work. More than half of patients with COPD have difficulty sleeping (insomnia).
Those with COPD are more likely to have anxiety, depression, or another psychiatric disorder than people in the general population. Women with COPD are more susceptible to psychological problems than men.
If patients with COPD become anxious or depressed, they may have a poorer outlook than people without emotional problems. Depression and anxiety are associated with an:
Low oxygen levels also can impair mental function and short-term memory. Psychological therapy may be particularly helpful for people with COPD.
People with COPD often have poor nutrition. Patients with chronic bronchitis tend to be obese. Patients with emphysema tend to be underweight. Loss of weight and muscle mass is linked to a poor outcome in COPD. Good nutrition improves the ability to exercise, which in turn builds muscle strength and lung function. Obese patients with COPD who lose weight tend to sleep better.
Over time, COPD causes low levels of oxygen (hypoxia) and high levels of carbon dioxide (hypercapnia) in the body. In order to boost oxygen delivery, the body compensates in a number of ways:
Eventually these activities can lead to very serious and even life-threatening conditions:
The smoking that causes COPD is associated with high risks for pneumonia, lung cancer, stroke, and heart attack. Tobacco smoke contains more than 400 substances, many of which are oxidants, metals (such as lead, cadmium, and aluminum), and cancer-causing chemicals (carcinogens). Nicotine itself may not damage tissues. But it addicts smokers to tobacco.
Patients with a 30-year history of smoking and signs of limited airflow (most patients with COPD) are at high risk for lung cancer.
About half of all people with severe COPD experience sleep disorders such as sleep-related hypoxia or insomnia. Nocturnal hypoxia is treated with overnight oxygen therapy. As COPD worsens, many patients have trouble falling or staying asleep. COPD patients should not use sleep medications. Nighttime oxygen or a change in COPD medications from beta-agonists to anticholinergics can sometimes help restore restful sleep.
Osteoporosis (thin and weakened bones) is a significant problem in patients with COPD. Many conditions associated with COPD, including smoking, lack of vitamin D, sedentary lifestyle, and the use of corticosteroid medications put people at risk for bone density loss and osteoporosis.
Gastroesophageal Reflux (GERD)
Many patients with severe COPD have GERD, a condition in which stomach acids back up from the stomach into the esophagus. However, many COPD patients don't report experiencing GERD symptoms such as heartburn.
Problems with breathing and swallowing put people with moderate-to-severe COPD at increased risk for aspiration pneumonia. This condition occurs when saliva, other fluids, or food is breathed into the airways.
An estimated 64 million people around the world have COPD. In the United States, about 4.9 million people have emphysema, and 9.9 million have chronic bronchitis. Because emphysema and chronic bronchitis so often occur together, it is difficult to determine the number of emphysema patients versus those with chronic bronchitis. Many patients, even if their symptoms are severe, regard their condition as a natural part of aging, or blame a lack of fitness, and do not get examined by a health care provider.
The main risk factors for COPD include:
Workers who are exposed for a long time to toxic chemicals (such as silica or cadmium), industrial smoke, dust, or other air pollutants are at increased risk for COPD. Such workers include:
Allergens are allergy-causing particles and organisms such as fungi, molds, and house dust. The connection between allergies, asthma, and COPD is the topic of much debate. Some physicians believe allergies and asthma are the early stages of COPD. Another school of thought says that COPD causes changes to the airways that produce asthma symptoms.
Although the exact connection is not known, patients with hyperactive airways due to allergies or asthma are at increased risk for COPD. Patients with COPD who can control their airway problems with bronchodilators (the medication used in asthma) are less likely to die from COPD.
People infected with HIV are 50% to 60% more likely to develop COPD than people who do not have HIV. The percentage of HIV patients who smoke is not much larger than those who do not smoke. This suggests that HIV itself increases susceptibility to COPD or speeds up the decline in lung function.
Abnormal lung development in the womb might increase the risk for COPD later in life. Researchers have found that newborns with poor airway function are more likely to have breathing disorders as adults. Preventive measures for these children might need to start in infancy.
Research also finds that eating bacon, sausage, and other cured meats might reduce lung function and increase the risk for COPD. Cured meats are high in nitrates, which act much like tobacco smoke to damage the lungs, according to researchers.
Despite the widespread incidence and seriousness of COPD, studies strongly suggest that it is underdiagnosed, especially in women. Some experts recommend that any adult smoker who complains of a daily cough should be screened for COPD. In one study, nearly half of patients over age 60 who regularly smoked had COPD. Anyone who has a chronic cough, increased phlegm production, or breathing difficulty that gets worse over time, should be checked for the disease.
The doctor will request a history that evaluates the patient's risk factors. Risk factors include:
There are usually no changes in physical appearance in people with mild-to-moderate COPD. In advanced COPD, patients with emphysema may be wasted and thin, with normal-colored pink skin. Those with chronic bronchitis may have bluish lips and fingers, be obese, and may have swollen feet and legs. Breathing may be rapid and shallow, done through pursed lips, and it may take longer to breathe out.
The patient will be asked to cough and produce phlegm, if possible.
The physician will next perform a simple examination of the chest area with a stethoscope to listen for:
Other findings may include:
The best tests for diagnosing COPD and seeing how well it responds to treatment are pulmonary function tests. The gold-standard test for patients with respiratory symptoms such as shortness of breath is spirometry. Spirometry measures the volume and force of air as it is exhaled from the lungs. It measures airway obstruction, it can identify COPD early, and the results are standardized. So they are always consistent. Because it is easy and reliable, spirometry is an effective method to help health professionals diagnose COPD early, when it is most treatable.
Spirometry is not recommended for screening healthy adults who do not have breathing symptoms. However, it can be used to screen people with a family history of alpha-1 antitrypsin deficiency, or smokers.
During spirometry, the patient is asked to breathe in and breathe out forcefully into an instrument. This is repeated several times. The force of the air is then measured.
From the results, the physician determines two important values.
The forced vital capacity (FVC)
FVC is the maximum volume of air that a patient can breathe out with force. It indicates lung size, elasticity, and how well the air passages open and close.
The forced expiratory volume in one second (FEV1)
FEV1 is the maximum volume of air that a patient can breathe out in 1 second after breathing in fully. Airflow is considered to be limited if the forced breath out stays low over 1 second. People with COPD have a decline in FEV1 over time. FEV1 is measured as percent of predicted:
The ratio of FEV1 to FVC (FEV1/FVC) is less than 70% of normal in obstructive disease, regardless of whether the patient has an FEV1 greater than 80% or less than 50%.
Spirometry is a painless study of air volume and flow rate in the lungs. Spirometry is frequently used to evaluate lung function in people with diseases such as asthma or cystic fibrosis.
Arterial Blood Gas
The physician may request an arterial blood gas test to determine the amount of oxygen and carbon dioxide in the blood (its saturation). Low oxygen (hypoxia) and high carbon dioxide (hypercapnia) levels often indicate chronic bronchitis, but not always emphysema. A blood gas analysis that shows very low oxygen levels is useful for determining which patients would benefit from oxygen therapy. This procedure typically involves drawing blood from an artery in the wrist.
Pulse Oximetry Test
A safe and painless test for measuring oxygen in the blood is called pulse oximetry, which involves placing a probe on the finger or ear lobe. The probe emits two different lights. The amount of each light the blood absorbs is related to how much oxygen the red blood cells carry. However, this test measures only oxygen in the blood and not carbon dioxide. Results should be taken together with other tests to determine the need for medication or oxygen therapy.
Carbon Monoxide Diffusing Capacity
The lung carbon monoxide diffusing capacity (DLCO) test determines how effectively gases are exchanged between the blood and airways in the lungs. Patients should not eat or exercise before the test, and they should not have smoked for 24 hours.
The patient inhales a mixture of carbon monoxide, helium, and oxygen and holds his or her breath for about 10 seconds. The gas levels are then analyzed from the exhaled breath. Results can help physicians differentiate emphysema from chronic bronchitis and asthma. Patients with emphysema have lower DLCO results (a reduced ability to take up oxygen). The results of this test are also important in helping to determine appropriate candidates for lung reduction surgery. Carbon monoxide diffusion levels that are 20% or less than predicted values pose a very high risk for poor survival.
The measurement of nitric oxide (NO) in exhaled breath can be a simple method of diagnosing COPD and monitoring the effects of treatment. In most patients with COPD, no levels are below normal. Levels above normal in a patient with COPD indicate that the person also has asthma.
Chest x-rays are often performed. But they are not very useful for detecting early COPD. By the time an x-ray reveals COPD, the patient is already well aware of the condition. However, x-rays can look for tumors, infections, and other lung problems.
Typical signs of COPD on x-ray include the following:
Chest x-rays are rarely useful for diagnosing chronic bronchitis, although they sometimes show mild scarring and thickened airway walls.
Computed tomography (CT) scans can accurately assess the severity of COPD and may be used to determine the size of the air pockets (bullae) in the lungs. The location of the bullae can have implications for therapy of emphysema.
The American Cancer Society, the American Lung Association, the National Comprehensive Cancer Network, and the U.S. Preventive Services Task Force now recommend that annual low-dose CT screening for lung cancer should be offered to current and former smokers who:
It is important to note that screening CT scans produce many false-positive results. This means that many people have suspicious findings on a CT scan that do not turn out to be cancer after a lung biopsy is done. The CT scan can also detect incidental abnormalities like emphysema.
Noninvasive Methods for Determining Severity
Questionnaires and short exercise tests are very useful for determining the severity of COPD.
Test for alpha-1 antitrypsin deficiency
Physicians will typically test for the enzyme alpha-1 antitrypsin in COPD patients who are nonsmokers and in people who develop COPD symptoms before age 45.
Additional Blood and Sputum Tests
Additional tests may be required if the physician suspects other medical problems. If the person has pneumonia, for instance, blood and sputum tests and cultures may be performed to determine the cause of infection.
Using a bronchodilator can usually relieve the symptoms of asthma. However, patients with COPD typically have a limited response to bronchodilation. A bronchodilator challenge test may help distinguish between the two diseases. Some patients with COPD experience limited and temporary improvement in FEV1 30 to 45 minutes after inhaling medication from a metered dose inhaler. However, their airflow remains poor.
The appropriate medications for COPD depend on its stage of severity, which is determined by the symptoms. The Global Initiative for Chronic Obstructive Lung Disease (GOLD) has proposed a strategy that is widely accepted. GOLD categorizes COPD severity as follows:
Classification of COPD Severity
FEV1 (% predicted)
+/- Cough/sputum/breathing difficulty (dyspnea)
50 to 80
30 to 50
IV: Very Severe
+/- Respiratory failure
+/- Right heart failure
Or respiratory failure
Or right heart failure
* Note: FVC -- Forced vital capacity: the maximum volume of air that you can forcibly breathe out from the lungs. FEV1 -- Forced expiratory volume in 1 second: the amount of air you can breathe out during the first second after you take your deepest breath.
The general treatment approach for COPD includes:
Stopping smoking is the first and most important step in treating COPD and slowing its progression. Quitting smoking decreases symptoms of breathlessness and cough, as well as the risk for heart disease, likely due to decreased inflammation.
Good nutrition is always important. Dietary issues become critical in late COPD, when breathing is difficult. Many patients with COPD lose muscle tone and body mass, and appear to waste away. This may be due to the extreme effort it takes to breathe, which rapidly consumes calories. Some patients find it difficult to stop the effort of breathing long enough to chew food. A nutritionist can find the right foods and design meal plans to help COPD patients be as healthy as possible. There is not strong evidence to support the use of nutritional supplements in patients with COPD.
Medications that relax the bronchial muscles and open up the airways are an important part of treating COPD. Opening up the airways is called bronchodilation. Bronchodilators do not change the overall course of the disease. However, these medications help improve breathlessness, the ability to exercise, and quality of life.
There are two common types of bronchodilators used, both of which are almost always prescribed as an inhaler medicine:
When your symptoms do not occur very often and your COPD is not severe, you may use a bronchodilator medicine only as needed for your symptoms. The effects of the inhaled medicine lasts a few hours. This type of inhaler medicine is called short acting.
As symptoms become more frequent or COPD becomes more severe, inhalers will likely be needed every day. These inhalers are called long-acting drugs and you only need to use them once or twice a day, depending on which one is prescribed. It is important to use these inhalers every day whether or not your symptoms are present.
Inhaled corticosteroids (ICS) may be added to bronchodilator inhalers just described for patients with more severe COPD. Side effects include oral infections and hoarseness. However, regular use of inhaled corticosteroids for patients who experience frequent exacerbations may be tried, as they can decrease their frequency.
Supplemental oxygen is an important part of COPD therapy. It can:
Supplemental oxygen affects all of these factors, along with the lungs' ability to exchange carbon dioxide for oxygen. There is some evidence that supplemental oxygen may also reduce heart problems in patients with COPD.
Pulmonary rehabilitation is a proven method of relieving shortness of breath (dyspnea), reducing hospitalizations and disability from COPD, increasing exercise capacity, and improving mental and physical quality of life, although there is no proof that it improves survival. This treatment is recommended for patients with stable chronic lung disease who are affected by respiratory symptoms. Although pulmonary rehabilitation doesn't improve lung function, it strengthens muscles and improves other body systems to minimize the effects of lung dysfunction. While once considered mainly for those with severe disease, it has been shown to be effective in helping people with less severe disease as well.
Many hospitals offer these programs, which are led by a team of health professionals. Pulmonary rehabilitation can also be done in the home or community. The treatment is tailored to individual patients. But it usually includes:
Patients are usually assessed at the beginning and end of the program. Programs generally last 6 to 12 weeks. But longer programs appear to provide more long-term benefits.
Exercise is important for maintaining strength and endurance, both of which are greatly affected by COPD. Weight-bearing exercises are important for maintaining quality of life and the ability to live independently. For the greatest benefit, programs should combine low- and high-intensity exercise with strength and endurance training. Home-based exercise programs can also help people with COPD. Receiving supplemental oxygen during rehabilitative exercise may improve patients' endurance. There is no evidence that inspiratory muscle training (training the muscles used to breathe in) is effective during pulmonary rehabilitation.
When a patient no longer responds to medications, surgery becomes a possible option. Choices include:
Treating COPD in Older Adults
Older adults are at greater risk for complications or death from COPD, and their treatment needs to be tailored accordingly. Treatment in this group includes short- and long-acting bronchodilators, vaccines, and quitting smoking.
The goal of COPD treatment, in addition to providing symptom relief, is to prevent exacerbations. Each exacerbation causes lung function to decline. Bringing lung function back to its pre-exacerbation state can take 6 months. When exacerbations are frequent, lung function may never return to normal, and the patient's condition spirals downward.
Exacerbations are most commonly caused by bacterial or viral infections, or by air pollution. The cause is never identified in about one third of patients.
Treatment of exacerbations commonly includes the following measures:
Supplemental oxygen with controlled oxygen therapy and noninvasive positive pressure ventilation.
Inhaled anticholinergics or short-acting beta-2-agonists may be used. In this situation nebulized forms are frequently used. Theophylline is not recommended, because it provides very little benefit and carries a risk of serious side effects.
Corticosteroid medications may be given either through a vein (intravenously) or by mouth (orally), for up to 2 weeks. While 14 day treatment is common, a 5 day course may be just as effective in keeping patients from having another attack for at least 6 months.
These may be used if there are signs of infection, such as fever or yellow or green phlegm.
For some patients, initiating pulmonary rehabilitation after an acute attack can also be effective in reducing hospitalization and improving symptoms.
Anticholinergic medications relax the bronchial muscles and open up the airways.
Brands and Benefits
Anticholinergics used for COPD include short-acting ipratropium (Atrovent) and long-acting such as tiotropium (Spiriva) or umeclidinium (Incruse) and aclidinium (Tudorza). They are considered standard maintenance medications for COPD.
Long-acting anticholinergic medications are also being given along with inhaled corticosteroids and long-acting beta-agonists. Although the combination may not reduce the number of exacerbations, it improves lung function and quality of life, and it reduces hospitalizations. For patients who experience frequent symptoms of COPD, current guidelines support long-acting anti-cholinergic or beta-agonist inhaler as primary therapy for COPD, supplemented by regular use of inhaled corticosteroids.
Anticholinergic inhalers are also available as a single inhaler or combined with a beta-agonist.
Anticholinergics have few severe side effects, and they are less likely to interfere with sleep than the other standard inhaled medications. Side effects include mild cough and dry mouth. Anticholinergics should be used cautiously in people with glaucoma or an enlarged prostate. Some studies have linked the long-acting anticholinergic tiotropium with an increased risk for heart problems, but other studies are reassuring. More research is needed.
When anticholinergics are no longer enough -- and sometimes in place of an anticholinergic medication -- health care providers will prescribe a beta-2-agonist. GOLD guidelines recommend that all patients with COPD stages II to IV take a long-acting beta-2-agonist.
For patients whose symptoms come and go, such as with exertion, short-acting bronchodilators are recommended. Albuterol (Proventil, Ventolin, ProAir) is the standard short-acting beta-2-agonist. Others include:
There is no evidence that one beta-2-agonist is better than another. Newer beta-2-agonists, including levalbuterol (Xopenex), have more specific actions than the older medications. Most are inhaled and are effective for 3 to 6 hours.
Long-acting bronchodilators are more effective than short-acting bronchodilators for patients with more significant long-term symptoms. Long-acting beta-2-agonists salmeterol (Serevent) and formoterol (Foradil) are proving to be particularly effective as long-term maintenance therapy for COPD. Newer ones include indacaterol (Arcapta) and olodaterol (Striverdi). They reduce exacerbations by 20% to 25%, they may help prevent bacteria from building up on the airways, and they may offer real improvements in lung function. A nebulized formulation of formoterol is also available for the treatment of COPD.
Some inhalers combine a long-acting beta-2-agonist and a corticosteroid (such as Advair, Seretide, Breo, Dulera and Symbicort). Combining a corticosteroid and long-acting beta-2-agonist reduces exacerbations and improves lung function slightly, but it may increase the risk of pneumonia. Large, long-term studies are needed to assess efficacy and safety over time.
Side effects of both long- and short-acting beta-2-agonists include anxiety, tremor, restlessness, and headaches. Patients may experience fast and irregular heartbeats. A physician should be notified immediately if such side effects occur, particularly in people with existing heart conditions. Such patients face an increased risk of sudden death from heart-related causes. This risk is higher with medications taken by mouth or through nebulizers, but there have also been reports of heart attacks and chest pain (angina) in some patients using inhaled beta-2-agonists.
Loss of Effectiveness and Overdose
All long-acting beta-2-agonists come with a boxed warning about an increased risk of asthma-related deaths, but there is no clear evidence that people who have COPD without asthma are at increased risk.
There has been some concern that short-acting beta-2-agonists may become less effective when taken regularly over time. A major concern is that patients who perceive beta-2-agonists as being less effective may overuse them. Overdose can be serious and, in rare cases, even life threatening, particularly in patients with heart disease or asthma.
Corticosteroids are powerful anti-inflammatory drugs.
Oral corticosteroids are reserved for treating COPD exacerbations, and research finds that they are better than inhaled corticosteroids for this purpose. They speed the time to recovery and reduce the length of the hospital stay, but they do not reduce mortality or affect the long-term progression of the disease. They shouldn't be regularly used for stable disease because of the increased risk of side effects.
Oral corticosteroids are recommended for the initial treatment of patients who are hospitalized for COPD exacerbations, yet research finds that most patients are given IV steroids instead.
Inhaled corticosteroids (ICS) are the mainstay of asthma therapy. However, their primary use in COPD is to treat exacerbations, rather than for long-term maintenance. Side effects include oral infections and hoarseness.
A review of evidence has shown that both long-acting beta-agonists (LABA) and inhaled corticosteroids (ICS) yield similar benefits for COPD patients when used as individual therapies. However, long-acting beta-agonists are slightly better at improving lung function, and ICS are slightly more effective at improving quality of life, but increase the risk of pneumonia. Therefore, current guidelines support long-acting beta-agonists as primary therapy, supplemented by regular use of corticosteroids for patients who experience frequent exacerbations.
Methylxanthines (primarily slow-release theophylline) are also bronchodilators, which relax the airways of the lungs. These drugs are used in patients with more severe exacerbations that do not respond completely to corticosteroids, oxygen, or antibiotics.
These drugs do not significantly improve lung function, symptoms, or overall outcomes when used for acute exacerbations. Some experts believe that the modest benefits do not outweigh the risk for toxic side effects from these drugs. Side effects are generally related to the amount of theophylline in the blood. At high doses, side effects can include nausea, anxiety, headaches, insomnia, vomiting, irregular heartbeat, tremors, and seizures.
Many COPD drugs are inhaled using metered dose inhalers, dry powder inhalers, or nebulizers.
The standard device for delivering COPD medication is the metered-dose inhaler (MDI). This device allows precise doses to be delivered directly to the lungs. A holding chamber, or spacer, improves delivery by giving the patient more time to inhale the medication.
Breath-Activated Dry Powder Inhalers
Dry powder inhalers (DPIs) deliver a powdered form of the drug directly into the lungs. DPIs are as effective as MDIs and are easier to manage, especially for older adults. Humidity or extreme temperatures can affect DPI performance, so these devices should not be stored in humid places (such as bathroom cabinets) or in locations with high temperatures (such as car glove compartments during the summer months).
Other Handheld Inhalers
Respimat delivers a fine-mist spray that is created by forcing the liquid medication through nozzles. It does not use any propellant.
A nebulizer is a device that administers the drug in a fine spray that the patient breathes in. Nebulizers are often used in hospitals or when the patient cannot use an inhaler.
This metered-dose inhaler is a quick way of administering medicine directly into the bronchial passageways to promote clearer breathing.
Patients with persistent coughing and phlegm often use medications that loosen secretions and help move them out of the lungs.
Expectorants, such as guaifenesin (found in common cough remedies), stimulate the flow of fluid in the airways and help move secretions using the motion of cilia (the hair-like structures in the lung) and coughing. Expectorants have not been shown to benefit patients with COPD.
Mucolytics contain ingredients that make thick phlegm more watery and easier to cough up. Although mucolytics are not generally recommended for people with COPD, there is some evidence that they may reduce exacerbations by a small amount in some patient with moderate-to-severe COPD who take these medications throughout the winter. The most effective mucolytic is stopping smoking. Anticholinergics appear to decrease the production of mucus. Beta-2-agonists and theophylline improve mucus clearance.
The same drugs used to lower cholesterol may also help protect the lungs of COPD patients, in part due to their anti-inflammatory effects. However, more research is needed to prove these benefits, and to determine the optimal statin dose for COPD patients.
Alpha-1 Antitrypsin Augmentation Therapy
Some patients with alpha-1 antitrypsin deficiency are treated with weekly or monthly intravenous infusions of alpha-1 antitrypsin. Research finds that this therapy can't be recommended for COPD patients without alpha-1 antitrypsin deficiency, because the treatment is expensive and there is not enough evidence to show that it reduces exacerbations or improves lung function.
Roflumilast is a medication which can reduce exacerbations in patients with frequent exacerbations. This medication can slightly increase the risk of death in treated patients, so it should be given only to carefully selected patients.
Chronic antibiotics to prevent exacerbations is generally not recommended therapy. A certain type of antibiotics called macrolides also reduce inflammation. As a result, patients who have frequent exacerbations despite maximal treatment, may be prescribed azithromycin to be taken daily.
Treating Acute Bronchitis or Pneumonia in COPD Patients
People with COPD are at increased risk for pneumonia, but any lung infection can worsen symptoms and speed deterioration of lung function. Patients with acute bronchitis or pneumonia who have signs of bacterial infection, such as green or yellow phlegm, usually need antibiotics.
Streptococcus pneumoniae, Haemophilus influenzae, and Moraxella catarrhalis are the most common causes of pneumonia or exacerbations in people with COPD. The choice of antibiotic depends on the bacteria being treated and bacterial resistance to common antibiotics in the area. Giving preventive antibiotics to patients with frequent exacerbations is not recommended because this practice contributes to the development of bacterial resistance.
When it comes to treating acute exacerbations of chronic bronchitis, so-called second-line antibiotics (amoxicillin, clavulanate, macrolides, second- or third-generation cephalosporins, and quinolones) appear to be more effective than, and just as safe, as first-generation antibiotics (ampicillin, doxycycline, and trimethoprim/sulfamethoxazole).
Beta-lactam antibiotics include penicillins, cephalosporins, and some newer medications. They share common chemical features, and all interfere with bacterial cell walls.
Penicillin was the first antibiotic. Many forms of this still-important drug are available today:
Many people have a history of allergic reaction to penicillin, but some evidence suggests the allergy may not return in a significant number of adults. Skin tests are available to help determine whether someone with a history of penicillin allergies could tolerate these important antibiotics.
Most of these antibiotics are not very effective against bacteria that have developed resistance to penicillin, and they are only used for more severe exacerbations. They are classified according to their generation:
Fluoroquinolones (quinolones) interfere with the bacteria's genetic material to prevent them from reproducing. These antibiotics are used for more severe exacerbations.
S pneumoniae strains that are resistant to the respiratory quinolones are uncommon in the United States, but resistance is increasing.
Many quinolones cause side effects, including sensitivity to light and nervous system (neurologic), psychiatric, and heart problems. Pregnant women should not take this class of drugs. Quinolones also enhance the potency of oral anti-clotting drugs.
Macrolides and Azalides
Macrolides and azalides also affect the genetics of bacteria. These drugs include:
These antibiotics are effective against atypical bacteria such as mycoplasma and chlamydia. All but erythromycin are effective against H influenzae. Macrolides and azalides are also used in some cases for S pneumoniae and M catarrhalis, but there is increasing bacterial resistance to these medicines. One National Institute of Health (NIH) funded trial showed that daily azithromycin (plus usual treatment) reduced the frequency of COPD exacerbations and improved quality of life. However, mild hearing loss was more common in patients taking azithromycin, and long-term use may not be suitable for patients at risk of heart rhythm disturbances. The implications of these results for practice are still not known. However, macrolides are the only class of antibiotics that have been shown to reduce exacerbations with chronic use, irrespective of respiratory cultures.
Tetracyclines inhibit the growth of bacteria. They include doxycycline, tetracycline, and minocycline. They can be effective against S pneumoniae and M catarrhalis, but bacteria that are resistant to penicillin are also often resistant to doxycycline. The side effects of tetracyclines include skin reactions to sunlight, burning in the throat, and tooth discoloration.
Trimethoprim-sulfamethoxazole (Bactrim, Cotrim, and Septra) is less expensive than amoxicillin and is particularly useful for adults with mild bacterial upper respiratory infections who are allergic to penicillin. The drug is no longer effective against certain streptococcal strains. It should not be used in patients whose infections occur after dental work, or in people who are allergic to sulfa drugs. Allergic reactions can be very serious.
Lung function may eventually worsen to the point that patients need supplemental oxygen delivered through portable or stationary tanks.
Your doctor will monitor the oxygen levels in your blood. This may be done when resting, when being active, or at night while you sleep.
Continuous oxygen therapy (more than 15 hours a day) for COPD and emphysema has been proven to prolong survival in certain patients. It also improves alertness, motor speed, and hand strength. Continuous oxygen therapy is usually recommended for patients with:
Pulse oximetry is a method used to measure the oxygen level (or oxygen saturation) in the blood. The device measures oxygen in peripheral tissues (such as the finger, earlobe, or nose) as a general indicator. Oxygen saturation should always be above 95%, although in those with long-standing respiratory disease, it may be lower.
Supplemental oxygen may also benefit patients with moderately low blood oxygen levels, but more research needs to be done to confirm this.
Ideally, patients should receive enough oxygen to keep the oxygen level at 65 mm Hg, but no less than 60 mm Hg, or at an oxygen saturation level of at least 90%. Patients may need extra oxygen flow during sleep or physical activity.
Almost half of patients improve enough in 1 month to stop continuous treatment, although these patients should be observed closely. COPD often gets worse, and patients need to restart oxygen therapy. Some patients get worse in spite of treatment, although it is not possible to predict who is at risk for oxygen therapy failure. The addition of nitric oxide, a gas that widens blood vessels, may offer additional benefits.
Patients with less severe COPD who are not on permanent oxygen maintenance may need supplemental oxygen during specific circumstances:
Oxygen During Travel
People on continuous oxygen therapy who are traveling by plane should increase their oxygen by 1 to 2 liters per minute during the trip. People on intermittent oxygen therapy may need oxygen during air travel if the trip is longer than 2 hours and they develop symptoms, or if they experience a drop in oxygen levels before traveling. Many airlines will provide oxygen, especially if notified 48 to 72 hours in advance. It is important to note that aircraft cabins are pressurized to the equivalent of 8,000 feet above sea level. Such pressures could be potentially dangerous for people with severe COPD.
Unless they are bed-bound, patients usually use a combination of stationary and mobile oxygen systems.
The most common stationary oxygen system is the concentrator, an electrical device that pulls oxygen from the air. It weighs about 35 pounds and cannot be battery operated, so a patient can use it only at home.
Portable units containing electronic oxygen-conserving devices weigh only a few pounds and can provide up to 8 hours of oxygen. Some portable units weigh 6.5 lbs, with liquid oxygen supplies that last 4 hours. Some weigh 9.5 lbs, with an oxygen supply that lasts 8 hours when used at a flow rate of 2 liters per minute. Portable concentrators with rechargeable batteries are also a popular travel device.
Compressed or Liquid Oxygen
Oxygen can be administered from large stationary tanks or small portable ones, either as compressed gas or liquid oxygen. A container of liquid oxygen lasts four times longer than compressed gas of the same weight, and it is easier to fill. Liquid oxygen is very beneficial for patients who want to maintain an active life, although the tanks require occasional venting to release pressure, and this wastes oxygen. They are also more expensive.
Supplemental oxygen is a fire hazard, and some hotels and residences do not allow its use. No one should smoke near an oxygen tank, and tanks should be stored safely, secured to a wall and away from heaters and furnaces.
Oxygen is usually administered in one of three ways: through a nasal canula, transtracheal catheter, or electronic demand device.
Using a nasal canula, oxygen is delivered through a long, thin plastic tube that runs from the oxygen tank to small plastic prongs that fit in the nostrils. The tube can be very long when attached to a stationary tank in order to accommodate walking throughout a house, or relatively short when attached to a portable unit.
A reservoir pouch is an innovation added to this device that provides an extra rush of oxygen when a patient starts to inhale. This method is inexpensive and easy to use, but some patients are embarrassed by its appearance under their noses.
Transtracheal oxygen is delivered directly into the windpipe (trachea) through a catheter tube implanted by a surgeon. The device is inconspicuous, and patients are very likely to use it. Long-term complications may include infection, dislodgement, and blockage by mucus, which can be very serious. Complications of the procedure itself occur in 3% to 5% of cases and can include lung spasms and uncontrollable coughing.
Electronic Demand Devices
Electronic devices that sense the beginning of a breath and deliver a pulse of oxygen are also available, although they are complicated, expensive, and have a risk for mechanical failure. Newer units have a continuous flow bypass switch that allows oxygen to still be delivered if the battery runs down.
In emergency situations, oxygen may be delivered to the patient in various ways.
Noninvasive Positive Pressure Ventilation (NPPV)
If the patient is able to breathe naturally, oxygen is delivered through a tube using a tightly fitted oxygen mask to maintain airway pressure during breathing. Some physicians now believe such devices should be first-line treatments (in addition to medications) for managing respiratory failure after an acute exacerbation. NPPV allows the patient to talk and drink fluids, and is much easier to tolerate than nose or throat tubes. It cannot be used on patients with rapidly deteriorating COPD, those who are uncooperative, or those who have a facial shape that does not allow the mask to seal tightly.
When standard oxygen therapy does not meet a patient's needs, endotracheal intubation may be required to deliver high concentrations of oxygen. With intubation, a tube is inserted down through either the nose or the mouth, and oxygen is given through the tube.
In very serious cases such as acute respiratory failure, a mechanical ventilator can be used to take over the function of breathing. The primary goal of ventilation is to remove carbon dioxide and restore a balanced exchange of gases.
Most patients have a low tolerance for intubation, and the tubes are often removed early due to discomfort. Patients with these tubes may need painkillers, sedatives, or muscle relaxants.
If they are needed chronically, this is usually done via a hole in the neck, a tracheostomy.
Some preliminary evidence suggests that IV corticosteroid use in patients with COPD on mechanical ventilation may reduce the length of time mechanical ventilation is needed and improve the success of noninvasive mechanical ventilation.
For patients with severe emphysema, an implantable device called a Lung Volume Reduction Coil (LVRC) placed in the lung to gather diseased tissue thereby making more room for healthy tissue to function, is being studied.
Quitting smoking is the first and most essential step in treating COPD and slowing its progress. In many people who quit early, lung function stabilizes and eventually declines to about the rate of nonsmokers in the same age group. In some people, lung function may even improve slightly after quitting. As COPD progresses, quitting smoking can slow the rate of decline; however, lost lung function is never fully recovered.
Most patients who smoke try to quit an average of seven times before they are successful. Using a combination of smoking cessation aids improves the likelihood of quitting. These include nicotine replacement products (such as patches, gum, nasal spray, and lozenges), counseling, and prescription medications such as bupropion (Zyban) and varenicline (Chantix).
People should wash their hands with ordinary soap before eating and after going outside the home. Antibacterial soaps add little protection, particularly against viruses.
Two important vaccinations are recommended to protect against respiratory infection.
A technique called pursed-lip breathing can help improve a patient's lung function before starting activities or doing a strenuous task, such as heavy lifting. Pursed-lip breathing helps change pressure in the airways and prevents the small airways from collapsing. To use this technique:
Holding Breath and Coughing
A simple technique is to inhale deeply and slowly, hold the breath for 5 to 10 seconds, then cough while breathing out.
Breathing exercises have been shown to improve functional exercise capacity and tolerance. The exercises do not seem to reduce other symptoms such as shortness of breath, or improve quality of life.
Fluids and Humidity
Patients with congestion and heavy phlegm should drink plenty of fluids and keep their homes humidified.
Chest therapy involves breathing in rhythmically for three to four deep breaths, then coughing to produce phlegm. Tapping the chest may also help loosen and bring up phlegm in patients who produce a lot of it. Avoid chest therapy during an acute exacerbation of COPD.
When coughing to produce mucus, another method is to lean forward and "huff" repeatedly. Take relaxed breaths, and then huff again. Avoid forceful coughing, if possible.
COPD is not simply a lung condition, but a disease that causes wasting of the muscles and bones. So certain physical exercises may be very helpful.
Strengthening Exercises for the Limbs
Exercising and strengthening the muscles in the arms and legs helps some patients improve their endurance and reduce breathlessness. These exercises may also help with everyday activities, like climbing stairs and standing up from a chair. Exercising only one leg at a time (for example, pedaling a stationary bicycle with one leg instead of two) might benefit patients who are usually too out-of-breath to exercise, and help them increase their exercise capacity.
Walking is the best exercise for patients with emphysema. In studies of lung rehabilitation, regular exercise increased walking distance and improved breathing. Patients should try to walk three or four times a day for 5 to 15 minutes each time. Devices that assist with breathing may reduce the breathlessness that occurs during exercise.
Yoga and Eastern Practices
Yoga and tai chi, two practices that use deep breathing and meditation techniques, may be particularly beneficial for COPD patients. Research is underway to determine whether yoga is helpful for COPD patients.
Because many patients with chronic bronchitis are obese and many with emphysema are underweight, nutrition assessment is an important part of COPD treatment. Not getting enough of foods that are rich in vitamins A, C, and E, and having a lack of fruits and vegetables can contribute to the development of the disease.
Protein and Fats
Patients with body wasting (cachexia) lack enough protein. Although most healthy diets emphasize proteins from fish, poultry, and lean meat, these people may benefit from foods with a higher-than-average fat content. (People should still prefer healthy fats, however, such as those found in olive oil and oily fish.)
Fruits, Vegetables, and Whole Grains
Healthy foods are as important for lung function as they are for general health. Specific foods that may be important for healthy lungs are those that contain antioxidants (fresh, deep green and yellow-orange fruits and vegetables), selenium (fish, nuts, red meat, grains, eggs, chicken, liver, and garlic), plant chemicals called flavonoids (apples, onions), and magnesium (green leafy vegetables, nuts, whole grains, milk, and meats). One study found that, compared to a Mediterranean diet, which is high in fruits, vegetables, and whole grains, a Western diet high in red meat and simple carbohydrates increased the risk for COPD fivefold.
Vitamin supplements are not helpful, and they may be very harmful for smokers.
A trial of COPD patients showed that acupuncture (along with standard medication) helped reduce shortness of breath on exertion in patients with COPD. More research is necessary to assess acupuncture as a treatment option.
Patients with COPD must take extra precautions when traveling by plane. High altitudes may worsen breathing problems and reduce blood oxygen. Air travel can almost always be managed. But additional pre-assessment medical testing, planning, and expense may be required. It is best to discuss the following with your physician before flight travel:
Patients may need to arrange for some services in advance, such as in-flight oxygen or wheelchairs and they may need to notify the airline of certain medications, ventilators or continuous positive airway pressure (CPAP) machines. COPD patients may consider obtaining a frequent traveler's medical card (FREMEC).
Patients with COPD are at high risk for depression and anxiety, which can impair their outlook on life. Depression often gets worse as people with COPD need to limit their activities and social interactions. Psychological counseling and social support are important for helping people improve their emotional state, cope with daily stresses, and maintain their independence and social relationships.
As much as possible, patients should avoid exposure to airborne irritants, including:
To minimize the amount of contaminants in the home:
Surgery, as a last resort, may help some patients with very severe COPD. Coverage for such procedures varies among insurance carriers. A major drawback is that patients must be in good enough health to undergo major surgery. By the time COPD is advanced, however, this is usually not the case. As a result, surgery cannot help most COPD patients.
The three available surgical options that are appropriate for some patients with COPD are lung transplantation, lung-volume reduction surgery, and bullectomy.
Three-year survival rates after lung transplantation are about 65% for patients with emphysema or alpha-1 antitrypsin deficiency. Patients may have a transplant of one lung, both lungs, or the lungs plus the heart (more rarely, if concomitant severe heart problems exist). The increasingly long waiting time for donor organs and the extraordinary expense are both obstacles to this procedure.
The best candidates are under age 65 and have severe lung disease, with a life expectancy of less than 18 months. However, lung transplantation is becoming more out of favor for patients with end-stage COPD because it is unclear whether it provides a significant survival benefit.
Up to one third of patients awaiting lung transplantation die before a suitable donor is available. There were more than 2,000 lung transplant operations performed in the United States in 2015, according to the Organ Procurement and Transplantation Network. As of this writing, nearly 1,415 people were waiting for a new lung.
The United Network for Organ Sharing (UNOS) assigns lungs for transplants based on an allocation score, rather than time spent on the waiting list. The allocation score takes into account the length of time a patient is likely to survive before and after a transplant. This policy applies to transplant candidates who are age 12 or older.
Transplant patients must take drugs that suppress the immune system to prevent the body from rejecting the transplanted organ. Nevertheless, rejection is the primary cause of complications and death. The mortality rate from the procedure itself is about 4% (30-day mortality).
Transplantation of both lungs leads to somewhat better outcomes compared to one lung. However, in many situations, sicker patients receive one lung (easier surgery), so they naturally have worse survival.
Patients may not qualify for lung transplantation if they have:
In lung volume-reduction surgery (LVRS), more than one third of severely diseased lung tissue is removed, and the remaining parts of the lung are joined together. Breathing improvements after surgery are mainly due to the following factors:
The largest study to-date, called the National Emphysema Treatment Trial (NETT), compared surgery to medical therapy. This study found that patients whose emphysema was in the upper lobes of the lungs and who had poor exercise ability (poor lung function) before surgery were more likely to benefit most from surgery. These benefits included an increased chance of being alive for 5 years after the surgery, improved exercise ability, fewer symptoms, and a better quality of life. These findings are true to a lesser extent for patients with upper lobe emphysema and adequate exercise capacity.
In successful cases, the improvement is most notable within the first 6 months, after which the condition begins to get worse again. After 3 years, lung function deteriorates to the same level as it was before the procedure. LVRS is substantially more expensive than medical treatment.
The procedure is used only in people with severe emphysema. It is not used for those with chronic bronchitis. Candidates must have the following characteristics:
One year after surgery, lung transplant recipients have much better lung function, greater exercise capacity, and less breathlessness than LVRS patients. However, they are less likely to survive, and the transplant is far more expensive than LVRS.
Patients may not qualify for LVRS if they have:
Other indicators of a poor outlook include severe lung complications and air pockets in diseased areas of the lungs (bullae).
At this time, the preferred technique is surgery done on both lungs (bilateral lung volume reduction). Surgeons use either an open approach, making a large cut in the chest area, or video-assisted thoracoscopy (VATS), which is less invasive and involves several small cuts. Either method is effective and has similar complication rates. Lines of staples are typically used to reduce lung volume.
The alternative technique is surgery done on only one lung (unilateral lung volume reduction). Some centers believe this approach may cause fewer complications and the benefits last longer, although not all evidence supports its use over the bilateral method.
Another option for COPD is bullectomy, in which giant air pockets and surrounding lung tissue are removed. It is generally limited to patients with giant bullae (not the typical COPD patient) and those with alpha-1 antitrypsin deficiency.
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Reviewed By: Denis Hadjiliadis, MD, MHS, Paul F. Harron Jr. Associate Professor of Medicine, Pulmonary, Allergy, and Critical Care, Perelman School of Medicine, University of Pennsylvania, Philadelphia, PA. Also reviewed by David Zieve, MD, MHA, Isla Ogilvie, PhD, and the A.D.A.M. Editorial team.